As adoption of the dual-wrapper products accelerates, so will questions about timing, pricing and residual balances.
In a move anticipated for two years, the Securities and Exchange Commission signaled earlier this week that it would grant exemptive relief to Dimensional Fund Advisors’ application to offer dual ...
Today, The Vanguard Group added its name to the growing list of asset managers seeking SEC approval for an exchange-traded fund share class of its actively managed mutual funds. It joins more than 60 ...
On September 29, 2025, the SEC issued a notice of an amended application for an exemptive order to permit the applicant open-end management investment companies registered under the Investment Company ...
The expected SEC approval of ETF share classes for mutual funds and vice versa poses more technical and tax-related challenges than simply pressing a button to convert massive holdings. Processing ...
AXIA Energia Pfd Class B ( ($AXIA.PR) ) has shared an update. On December 22, 2025, AXIA Energia announced the planned creation and issuance of a new class of Class C ...